NSEI is Actively Participating in Public Policy Discussions

NSEI Comments on SEC Concept Release  09

NSEI Comment on SEC Concept Release

re: Harmonization of Securities Offering Exemptions

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Open Letter in New York Times - Full Page

SIPA California Constitutional Amendment

Court Comments on CFTC Concept Release

re: Appropriate Regulatory Treatment of Event Contracts

CWM (now NSEI) Comments:  Download PDF
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